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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 7/31/2016 12:22:04 AM
What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Motion for Default Judgment    Filed: 7/28/2016
Notice of Hearing [8/25/16 @ 1:30 p.m.] on Motion for Default Judgment    Filed: 7/28/2016
Doughty, Paul and First State Bank of Altus and Altus Ventures, Inc.
Order of Closure of Investigation    Filed: 7/15/2016
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank H.
Order Sustaining the Ruling of the Oklahoma Securities Commission    Filed: 7/15/2016
Mulder, William B.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with Enforcement Division Recommendation    Filed: 7/1/2016
Seabrooke Realty and Seabrooke, Tom
Motion to Withdrawas Attorney of Record [Michael P. Kirschner]    Filed: 6/29/2016
Interim Application for Order Approving Receiver's Fees and Expenses for May 2016    Filed: 6/20/2016
Entry of Appearance [Patricia Labarthe]    Filed: 6/13/2016
Entry of Appearance [Jennifer Shaw]    Filed: 6/13/2016
ODS’ Response to Petition in Error    Filed: 6/13/2016
ODS’ Counter-Designation of Record for Appeal from District Court    Filed: 6/13/2016
Interim Application for Order Approving Receiver's Fees and Expenses for April 2016    Filed: 6/13/2016