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What is the Oklahoma Securities Commission?
Recent Enforcement Actions
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Application for Issuance of Subpoena Duces Tecum to The Center Mixed Martial Arts, LLC    Filed: 9/30/2014
Notice of Resetting of Deposition [Jim J. Hammons]    Filed: 9/26/2014
Seabrooke Realty and Seabrooke, Tom
Receiverís Reply in Response to First Commercial Bankís Objection to Receiverís Application for Compensation    Filed: 9/25/2014
Dalton, William S. and BDMP, LLC and IPS Oklahoma Mgmt., LLC and IPS Executive Mgmt., LLC and McKee, Patrick H. and Mobile Home Park Services, Inc. and BDMP, In...
Final Order of Permanent Injunction    Filed: 9/24/2014
Seabrooke Realty and Seabrooke, Tom
ODS' Response to Objection by First Commercial Bank to Receiver's Application    Filed: 9/24/2014
Hammons, Jim Jay [CRD 4451341]
ODSí Motion for Leave to Supplement Recommendation    Filed: 9/23/2014
Seabrooke Realty and Seabrooke, Tom
ODS' Emergency Motion to Remove Defendants Tom W. Sesabrooke and J. Karyn Seabrooke from Employment    Filed: 9/23/2014
Cuna Brokerage Services, Inc. and Sanford, Paul R. , Jr.
Agreement    Filed: 9/18/2014
Hammons, Jim Jay [CRD 4451341]
Department's First Request for Production of Documents from Respondent    Filed: 9/17/2014
J.P. Morgan Securities, LLC
Consent Order    Filed: 9/11/2014

2013 Investment Adviser
Briefing & Update