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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Hallmark Venture Group Inc. and Cashman, Robert L. and Service Team, Inc. and Bennett, Richard V.
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 11/22/2016
McDaniel, Larry R.
Hearing of Rescheduled Hearing [12/2/16 @ 10:00 a.m.][CJ-15-6867]    Filed: 11/21/2016
Conestoga International, LLC and McDermott, Michael
Peter Viater's response to cease and desist order    Filed: 11/15/2016
Longo, Timothy Vincent
Agreement [Timothy V. Longo]    Filed: 11/9/2016
Conestoga International, LLC and McDermott, Michael
Kenneth S. Feyer's response to cease and desist order    Filed: 11/7/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Order Allowing Withdrawal [Stephen Q. Peters and Neal Tomlins]    Filed: 10/27/2016
Conestoga International, LLC and McDermott, Michael
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing [Kenneth Feyers]    Filed: 10/25/2016
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing [Peter P. Viater]    Filed: 10/25/2016
Naugher, Andrew W.
Petition for Permanent Injunction and Other Equitable Relief    Filed: 10/24/2016
Final Order of Permanent Injunction and Agreement    Filed: 10/24/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Agreed Order    Filed: 10/19/2016
McDaniel, Larry R.
ODS' Motion to Compel [Hearing set for 12/2/16 @ 1:30 p.m.]    Filed: 10/18/2016