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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Seabrooke Realty and Seabrooke, Tom
Order on Receiverís Interim Application for Fees and Expenses for September 2016    Filed: 12/8/2017
Interim Application for Order Approving Receiver's Fees and Expenses for March 2017    Filed: 4/13/2017
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
ODS' Motion for Summary Judgment [CJ-16-2884]    Filed: 4/11/2017
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [4/21/17 @ 9:00 a.m.] on Conservator's fees & exps and Attorney's fees    Filed: 4/10/2017
Conservator's Report for October 2016 through March 2017    Filed: 4/7/2017
Application for Order Approving Conservator's Fees and Expenses for October 2016 through March 2017    Filed: 4/7/2017
Application for Order Approving Attorney's Fees for October 2016 through March 2017    Filed: 4/7/2017
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay
Motion To Determine and Strike Defenses [CJ-17-1138]    Filed: 4/7/2017
Answer of Defendants Johnnie Louis McAlpine, Cindy Kay McAlpine, and Cody Belitz [CJ -17-1138]    Filed: 4/5/2017
Chism, Donna Jean
Agreement    Filed: 4/3/2017
Mid-Atlantic Capital Group, Inc. and Menees, William Scott
Final Order to Cease and Desist [William S. Menees & Mid Atlantic Capital Group, Inc.]    Filed: 3/31/2017
Seabrooke Realty and Seabrooke, Tom
Interim Application for Order Approving Receiver's Fees and Expenses for February 2017    Filed: 3/30/2017