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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Bennett, Stephen Michael
Request for Hearing w/Answer [Stephen Bennett]    Filed: 8/7/2017
Peckham, Larry and Argent Investments, Inc.
Application to Enforce Subpoena Compliance and Authority in Support    Filed: 8/1/2017
Bennett, Stephen Michael
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 7/26/2017
HydroEnergy Revolution, LLC and Travis, Wayne S.
ODS' Application to Compel Testimony and Authority in Support [Stacy Wayne Travis]    Filed: 7/25/2017
Okie Mining & Mineral Exploration, LLC and Doud, Randy Jay
ODS' Motion for Order Directing Defendant Randy Jay Doud to Appear and Answer as to Assets and Injunction Forbidding Transfer or Other Disposition of Property    Filed: 7/25/2017
Order Directing Defendant Randy Jay Doud to Appear and Answer as to Assets and Injunction Forbidding Transfer or Other Disposition of Property    Filed: 7/25/2017
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Notice of Hearing [8/24/17 @ 10:00 a.m.] on Motion for Summary Judgment    Filed: 7/24/2017
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay
ODS' Motion for Summary Judgment [Johnnie Louis McApline, Cindy Kay McAlpine, Cody Belitz][CJ-17-1138]    Filed: 7/14/2017
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Notice of Hearing [8/25/17 @ 11:00 a.m.] on Receiverís Application for Order to Sell Receivership Property [CJ-13-5023]    Filed: 7/13/2017
Receiverís Application for Order to Sell Receivership Property [CJ-13-5023]    Filed: 7/12/2017
Manna Source Sustainable, LLC and Myers, Jerrold Wayne and Warlick, Gary Douglas
ODS' Motion for Order Directing Defendant Gary Douglas Warlick to Appear and Answer as to Assets and Injunction Forbidding Transfer or Other Disposition of Property    Filed: 7/6/2017
Order Directing Defendant Gary Douglas Warlick to Appear and Answer as to Assets and Injunction Forbidding Transfer or Other Disposition of Property    Filed: 7/6/2017