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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 8/30/2016 9:55:31 AM
What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Smart Business Pros and Internet Market Masters
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 8/29/2016
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Conservator's Fees and Expenses for October 2015 through June 2016    Filed: 8/26/2016
Order Granting Interim Application for Attorney's Fees for October 2015 through June 2016    Filed: 8/26/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
ODS' Response in Opposition to Defendants' Motion for Leave to File Out of Time    Filed: 8/22/2016
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Entry of Appearance [Wyatt D. Swinford]    Filed: 8/17/2016
Receiver's Application for Approval to Pay Claims Associated with Emergency Disposal Well Remediation Procedures    Filed: 8/17/2016
Orlando, Troy A.
Agreement     Filed: 8/15/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Affidavit as to Military Service of Nicholas P. Yukich, III    Filed: 8/11/2016
Pangean Energy, LLC and Aytes, Lorenzo and Sweazea, Bart A.
Agreement; Agreed Order to Cease and Desist    Filed: 8/10/2016
Newman, David Perry
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 8/8/2016
Armstrong, David Lyle
Agreement    Filed: 8/3/2016
Mulder, William B.
Final Order    Filed: 8/2/2016