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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
 
Recent Enforcement Actions
Thompson, William Glenn and Stevens, Markham Brian
Final Order, Judgment and Permanent Injunction w/Stipulation and Consent [William Glenn Thompson]    Filed: 8/31/2018
HydroEnergy Revolution, LLC and Travis, Stacey Wayne
Answer of Defendants Travis, HydroEnergy and Zydro    Filed: 8/27/2018
Gregory Joe and Blue Quail, Ltd.
Petition for Permanent Injunction and/or Other Equitable Relief    Filed: 8/23/2018
Latting, Bradley Allen
Order barring from registration    Filed: 8/23/2018
HydroEnergy Revolution, LLC and Travis, Stacey Wayne
Entry of Appearance [Philip O.Watts, Weston O.Watts and Shawn D. Fulkerson]    Filed: 8/6/2018
Petition for Permanent Injunction and Other Relief [CJ-18-3766]    Filed: 7/13/2018
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay
Order Setting Restitution [CJ-17-1138]    Filed: 7/13/2018
Certificate of Service [Order Setting Restitution][CJ-17-1138]    Filed: 7/13/2018
Baker, Justin Wayne
Withdrawal of ODS' Motion to Determine Restitution    Filed: 7/2/2018
Latting, Bradley Allen
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 6/28/2018
Lancaster, William David
Final Order [William David Lancaster]    Filed: 6/20/2018
NYLIFE Securities, LLC and Friedman, Larry S and Bogle, L. Dean
Agreement [Dean Bogle]    Filed: 6/15/2018
 

 
2018 RULEMAKING
New Rules and Amendments will be effective on November 1, 2018
 








 
  9/23/2018 11:20:10 PM