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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 12/11/2017 5:12:30 AM
 
Recent Enforcement Actions
Doud, Randy Jay
Motion to Establish Restitution [hearing set for 1/4/18 @ 9:00 a.m.]    Filed: 11/30/2017
LynnStar Communications, Inc. and Sweeney, Daniel and Romine, Chris and Sizemore, Steve
Stipulation and Consent of Christopher Alan Romine    Filed: 11/30/2017
Final Order, Judgment and Permanent Injunction [Christopher Alan Romine]    Filed: 11/30/2017
Notice of Dismissal with Prejudice [Lynnstar Communications, Inc.]    Filed: 11/30/2017
Jordan, Jay
Order Setting Hearing [2/28/18 @ 9:00 a.m.]    Filed: 11/21/2017
Rogers, Chad Michael
Agreement; Order of Censure    Filed: 11/17/2017
Seabrooke Realty and Seabrooke, Tom
Agreed Order     Filed: 11/13/2017
Poe, Joe Edward Jr. and Hume, Gary and Ferguson, Kirk Lynn and ACAP Financial, Inc.
Order [ACAP Financial, Inc., Kirk Lynn Ferguson, and Gary Hume]    Filed: 11/9/2017
Municipal Finance Services, Inc.
Agreement; Final Order    Filed: 11/8/2017
Taylor, Robert Lyndon
Agreement    Filed: 11/6/2017
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Conservator's Fees and Expenses for April through September 2017    Filed: 11/3/2017
Order Granting Interim Application for Attorney's Fees for April through September 2017    Filed: 11/3/2017
 
What is the Oklahoma Securities Commission?