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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Treece, Joe Don and Arvest Wealth Management
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 1/19/2017
R & J Financial, Inc. and Arledge, John Michael Jr.
Petition for Permanent Injunction and Other Equitable Relief    Filed: 12/30/2016
McDaniel, Larry R.
ODS' Motion for Sanctions and Brief in Support [Hearing set for 2/17/17 @ 11:00 a.m.] [CJ-15-6867]    Filed: 12/22/2016
Conestoga International, LLC and McDermott, Michael
Final Order to Cease and Desist [Kenneth Feyers]    Filed: 12/20/2016
Mid-Atlantic Capital Group, Inc. and Menees, William Scott
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 12/12/2016
Reed, Kevin Mark
Agreement    Filed: 12/12/2016
Hallmark Venture Group Inc. and Cashman, Robert L. and Service Team, Inc. and Bennett, Richard V.
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 11/22/2016
McDaniel, Larry R.
Hearing of Rescheduled Hearing [12/2/16 @ 10:00 a.m.][CJ-15-6867]    Filed: 11/21/2016
Conestoga International, LLC and McDermott, Michael
Peter Viater's response to cease and desist order    Filed: 11/15/2016
Longo, Timothy Vincent
Agreement [Timothy V. Longo]    Filed: 11/9/2016
Conestoga International, LLC and McDermott, Michael
Kenneth S. Feyer's response to cease and desist order    Filed: 11/7/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Order Allowing Withdrawal [Stephen Q. Peters and Neal Tomlins]    Filed: 10/27/2016