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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Municipal Finance Services, Inc.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/21/2017
Jordan, Jay
Answer w/request for hearing     Filed: 9/15/2017
Rogers, Chad Michael
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/14/2017
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay
ODS' Objection and Motion to Strike    Filed: 9/8/2017
Estrella Group, LLC, Hansen, Theodore L., and Fairchild, Samuel W.
Petition for Permanent Injunction and Other Relief    Filed: 8/31/2017
Bennett, Stephen Michael
Agreement; and Order [Stephen Bennett]    Filed: 8/30/2017
HydroEnergy Revolution, LLC and Travis, Stacey Wayne
Agreed Order [Stacy Wayne Travis]    Filed: 8/30/2017
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Dismissal Without Prejudice as to Harbor Resources, LLC and BTJ Consulting, Inc. [CJ-16-2884]    Filed: 8/25/2017
Certificate of Service [Dismissal Without Prejudice as to Harbor Resources, LLC and BTJ Consulting, Inc. [CJ-16-2884]]    Filed: 8/25/2017
Judgment against Defendants [CJ-16-2884]    Filed: 8/24/2017
LynnStar Communications, Inc. and Sweeney, Daniel and Romine, Chris and Sizemore, Steve
Petition for Permanent Injunction and Other Relief    Filed: 8/17/2017
HydroEnergy Revolution, LLC and Travis, Stacy Wayne
Answer of Defendant Stacey Wayne Travis    Filed: 8/14/2017