2013 RULE CHANGES

TITLE 660. DEPARTMENT OF SECURITIES
 
CHAPTER 2. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
 
  660:2-9-3. Prehearing proceedings and processes [AMENDED]
  660:2-9-4. Authority to subpoena witnesses [AMENDED]
  660:2-9-6. Conduct of individual proceeding [AMENDED]
 
 
CHAPTER 11. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
 
Subchapter 1. General Provisions
  660:11-1-3. [AMENDED] 
Subchapter 5. Broker-Dealers and Agents
Part 1. General Provisions
  660:11-5-1. [AMENDED]
  660:11-5-2. [AMENDED]
PART 3. Licensing Procedures
  660:11-5-11. [AMENDED]
  660:11-5-12. [AMENDED]
  660:11-5-13. [AMENDED]
  660:11-5-14. [AMENDED]
  660:11-5-16. [AMENDED]
Part 5. Reporting Requirements
  660:11-5-31. [AMENDED]
Part 7. Record Keeping and Ethical Standards
  660:11-5-42. [AMENDED]
Subchapter 7. Investment Advisers and Investment Adviser Representatives
Part 1. General Provisions
  660:11-7-1. [AMENDED]
Part 3. Licensing Procedures
  660:11-7-11. [AMENDED]
  660:11-7-13. [AMENDED]
  660:11-7-17. [NEW]
Part 5. Reporting requirements
  660:11-7-31 [AMENDED]
Part 7. Record Keeping and Ethical Standards
  660:11-7-41. [AMENDED]
  660:11-7-42. [AMENDED]
  660:11-7-43. [AMENDED]
  660:11-7-47. [AMENDED]
  660:11-7-48. [AMENDED]
Part 9. SEC Covered Investment Advisers
  660:11-7-51. [AMENDED]
Subchapter 13. Sales Literature
  660:11-13-2. [AMENDED]
  660:11-13-3. [AMENDED] [REVISED]
  660:11-13-4. [AMENDED] [REVISED]