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Allied Guardian, Inc. and Chambers, John B.
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing
Filed: 2/22/2012
Allstate Financial Services, LLC [CRD 18272] and Morrissey, Roxanne M. [CRD 5335151]
Order Barring from Registration and/or Association with a Broker-Dealer and/or Investment Adviser
Filed: 2/22/2012
Bishop, Brent Robert [CRD 2348912]
Notice of Service on the Administrator and Affidavit of Compliance; Order Barring Brent Robert Bishop
Filed: 2/22/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Geary Respondents’ Response to Bank of Union’s Motion to Intervene
Filed: 2/21/2012
Order Scheduling Hearing on Third Parties' Motion to Quash Deposition Subpoenas and/or for Protective Order
Filed: 2/21/2012
Vernon Group, LLC (The) [CRD 129496] and Vernon, Ronald David [CRD 4729523]
Notice of Service on the Administrator and Affidavit of Compliance; Final Order
Filed: 2/21/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
ODS’ Reply to Geary Respondents’ Objection to ODS’ Motion for Partial Summary Decision
Filed: 2/17/2012
Motion to Intervene [Bank of Union]
Filed: 2/17/2012
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Motion for Final Approval of Certain Provisions of Purchase and Servicing Agreements
Filed: 2/15/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Order
Filed: 2/9/2012
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [3/9/12 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for November through December 2011 and Application for Attorney's Fees for November through December 2011
Filed: 2/8/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Order Denying Geary Respondents’ Motion for Preclusion Order and Order Striking Department’s Exhibit Number 27 (Purported Headington Guaranty Agreement)
Filed: 2/8/2012
Order Denying Geary Respondents’ Motion for Preclusion Order and Order Striking Department Witnesses (Bank of Union Directors) and Exhibit (Bank of Union Directors' Affidavit)
Filed: 2/8/2012
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for November thru December 2011
Filed: 2/7/2012
Application for Conservator's Fees and Expenses for November through December 2011
Filed: 2/7/2012
Application for Attorney's Fees for November through December 2011
Filed: 2/7/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Geary Respondents’ Objection and Response to ODS’ Motion for Partial Summary Decision
Filed: 2/3/2012
Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
Receiver's Accounting for January 2012
Filed: 2/3/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Defendants' Withdrawal of Motion to Close Case and Joint Stipulation to Close Case
Filed: 2/2/2012
Order relating to Geary Respondents
Filed: 2/1/2012
Order relating to Norman Frager
Filed: 2/1/2012
Buy Car Notes.com, Inc. and Invest In Car Notes.com, Inc. and Thompson, Bill and Harris, David
Final Order; Agreement as to Buy Car Notes.com, Inc.; Invest in Car Notes.com, Inc.; and Bill R. Thompson
Filed: 1/31/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Defendants’ Motion to Close Case
Filed: 1/31/2012
Capital Financial Group and Keystone Equity Group, Inc. and Tucker, Robert
Order Suspending Bench Warrant & Allowing Payment Plan
Filed: 1/30/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Agreed Order Concerning Revised Briefing Schedule
Filed: 1/30/2012
Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew Grady and Johnso
Notice that Clerk has Entered Default against Defendant(s) Under LBR 7055-1(a)
Filed: 1/30/2012
Allstate Financial Services, LLC [CRD 18272] and Morrissey, Roxanne M. [CRD 5335151]
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation
Filed: 1/27/2012
LeBoeuf, Richard
Plaintiffs' Motion for Summary Judgment and Brief in Support against Wilcox Family Rev Tr et al. [CJ-09-202]
Filed: 1/27/2012
Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew Grady and Johnso
Request for Clerk to Enter Default Under LBR 7055-1(a)
Filed: 1/27/2012
Vernon Group, LLC (The) [CRD 129496] and Vernon, Ronald David [CRD 4729523]
Notice of Service on the Administrator and Affidavit of Compliance; Enforcement Division Recommendation; Notice of Opportunity for Hearing on Enforcement Division Recommendation; Summary Order...
Filed: 1/26/2012
Bishop, Brent Robert [CRD 2348912]
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation
Filed: 1/25/2012
Cross, Anthony Lynn [CRD 3155726]
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation
Filed: 1/25/2012
Haines, Edward Alan
Motion to Withdraw as Attorney of Record for the Defendant
Filed: 1/25/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
ODS’ Withdrawal of Motion to Add Necessary Party and Withdrawal of Motion for Writ and Commission to take Deposition Out of State
Filed: 1/24/2012
ODS’ Response to Geary Respondents’ Supplement to Motion for Preclusion Order and Order Striking Department’s Exhibit Number 27 (Purported Headington Guaranty Agreement)
Filed: 1/23/2012
ODS’ Status Report and Proposed Hearing Date
Filed: 1/23/2012
Geary Respondents’ Supplement to Motion for Preclusion Order and Order Striking Department’s Exhibit Number 27 (Purported Headington Guaranty Agreement)
Filed: 1/17/2012
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Conservator's Report and Conservator's Fees and Expenses for August through October 2011
Filed: 1/13/2012
Order Granting Attorney's fees for August through October 2011
Filed: 1/13/2012
Geary, Keith Douglas and Geary Securities, Inc. fka Capital West Securities and Frager, Norman
Norman Frager’s Reply to ODS’ Objection to Norman Frager’s Motion for Sanctions
Filed: 1/12/2012
ODS' Response to Respondents' Joint Request for Hearing on Pending Motions
Filed: 1/11/2012
Geary Respondents’ and Frager’s Joint Reply to ODS’ Objection to Respondents’ Motions to Bifurcate and Stay Net Capital Claims
Filed: 1/10/2012
Geary Respondents' and Respondent Frager's Joint Request for Hearing on Pending Motions
Filed: 1/10/2012
ODS’ Objection to Norman Frager’s Motion for Sanctions and Brief in Support
Filed: 1/9/2012
ODS' Objection to Respondents' Motions to Bifurcate and Stay Net Capital Claims
Filed: 1/3/2012
Timothy Headington's Opposition to ODS' Motion for Writ and Commission to take Deposition Out of State and Motion to Quash
Filed: 1/3/2012
