Enforcement Actions  
 
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Dalton, William S. and BDMP, LLC and IPS Oklahoma Mgmt., LLC and IPS Executive Mgmt., LLC and M 
  Order Initiating Investigation    Filed: 9/21/2009
  Petition for Injunction and other Equitable Relief    Filed: 8/25/2014
  Final Order of Permanent Injunction    Filed: 9/24/2014
Dawn M. Quiroga dba Buyer Solution Marketing 
  Order Initiating Investigation    Filed: 8/20/2008
DCS Resources, Inc. and Daniel Sweeney 
  Agreement, and Permanent Order to Cease and Desist    Filed: 7/20/2005
Decker, Kenneth J. and Harber Group (The) 
  Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 1/22/2014
Dedicated Resources, Inc. and Michael D. Zadoff 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 6/10/2002
  Response by Dedicated Resources, Inc. and Michael Zadoff to Recommendation to Issue an Order to Cease and Desist, Request for Hearing, and Suggestion of Bankruptcy as to Dedicated Resources, Inc.    Filed: 6/24/2002
  Order [setting hearing]    Filed: 8/26/2002
  Order Rescheduling Hearing    Filed: 10/1/2002
  Agreement    Filed: 11/18/2002
  Permanent Order to Cease and Desist    Filed: 11/18/2002
Dennis R. Anderson 
  Summons w/Application for Order Enforcing Administrative Subpoena Duces Tecum, and Proof of Services    Filed: 5/19/2004
  Defendant's Response to Application for Order Enforcing Administrative Subpoena Duces Tecum    Filed: 6/9/2004
  Agreement, and Permanent Order to Cease and Desist    Filed: 7/26/2004
  Notice of Scheduling Conference [3/23/05 @ 9:00 a.m.]    Filed: 2/22/2005
  Agreed Order to Dismiss Application for Order Enforcing Administrative Subpoena Duces Tecum    Filed: 3/10/2005
Dennis, Keith 
  NOtice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation    Filed: 7/21/2014
  Final Order    Filed: 8/21/2014
Deutsche Bank Securities, Inc. 
  Consent Order    Filed: 2/1/2010
Deutsche Bank Securities, Inc. 
  Administrative Consent Order    Filed: 10/12/2006
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