Enforcement Actions  
 
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Target Oil and Gas Corporation, Michael Dale Smith, and James Paul McElroy 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 5/13/2005
  Response to Division Recommendation and Request for a Hearing    Filed: 7/8/2005
  Agreement, and Order to Cease and Desist    Filed: 5/26/2006
Tasin & Company, Inc. 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 10/30/2001
  Order Revoking Registration    Filed: 11/20/2001
TD Ameritrade, Inc. 
  Consent Order    Filed: 3/7/2011
ThinAir Wireless, Inc. and Wakefield, Howard J. III 
  Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 3/4/2016
  Final Order to Cease and Desist    Filed: 4/4/2016
Thomas Weisel Partners, LLC 
  Administrative Consent Order    Filed: 7/24/2007
Timberwood Assisted Living, LC and SCRS, LC and CW Holding Co., LC and Crosby, Sam and Yount, M 
  Petition for Permanent Injunction and/or other Equitable Relief as to Sam M. Crosby    Filed: 4/26/2012
  Stipulation and Consent to Final Order as to Sam M. Crosby    Filed: 4/26/2012
  Final Order, Judgment and Permanent Injunction as to Sam M. Crosby    Filed: 4/26/2012
Timothy Broadous, Embassy Ventures, Ltd., Embassy Investments & Securities, Inc., Sheri Broadou 
  Petition [CJ-08-572]    Filed: 1/18/2008
  Answer [CJ-08-572]    Filed: 3/26/2008
  ODS' Application to Establish Procedure to Notify Investors to Make Claims    Filed: 7/8/2008
Total Energy Partners and Thomas, Scott 
  Order of Censure against Scott E. Thomas w/Agreement    Filed: 4/3/2012
Tower, Thomas Wade 
  Order Initiating Investigation    Filed: 7/6/2012
Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind 
  Petition for Permanent Injunction and other Equitable Relief    Filed: 8/2/2004
  Application for Temporary Restraining Order, Asset Freeze and Temporary Injunction and Brief in Support     Filed: 8/2/2004
  Temporary Restraining Order, Order Freezing Assets and Order for Accounting [Hearing set for Thursday, August 12, 2004 @ 9:00 a.m.]     Filed: 8/2/2004
  Joint Motion to Vacate Temporary Restraining Order and to withdraw Application for Temporary Injunction with Respect to James S. Stanley     Filed: 8/6/2004
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