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Acts & Rules

 
The following links are to the specific administrative orders, acts, and rules within the Oklahoma Securities Department's jurisdiction.
CURRENT VERSIONS
Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective May 5, 2023
Oklahoma Business Opportunity Sales Act
- Effective November 1, 2022
Oklahoma Subdivided Land Sales Code
- Effective November 1, 2022
Oklahoma Take-over Disclosure Act of 1985
 
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective August 15, 2024
 
ADMINISTRATIVE ORDERS
Investment Adviser Sales Literature
- Effective August 15, 2024
Validity of State Examinations Extended for Certain Investment Adviser Representatives
- Effective August 15, 2024
Validity of State Examinations Extended for Certain Agents
- Effective August 15, 2024
 
RULE CHANGES
2013 Rule Changes
2016 Rule Changes
2018 Rule Changes
2022 Rule Changes
2023 Rule Changes
2024 Rule Changes
 
PREVIOUS VERSIONS
Oklahoma Securities Act
- Effective through June 30, 2004
Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective May 1, 2017 through April 18, 2021
Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective April 19, 2021 through October 31, 2022
Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective November 1, 2022 through May 4, 2023
Oklahoma Business Opportunity Sales Act
- Effective through October 31, 2022
Oklahoma Subdivided Land Sales Code
- Effective through October 31, 2022
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective through June 30, 2004
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective July 1, 2004 through June 30, 2007
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective July 1, 2007 through July 31, 2013
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective August 1, 2013 through October 31, 2018
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective November 1, 2018 through October 31, 2020
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective November 1, 2020 through July 12, 2021
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective July 13, 2021 through October 30, 2021
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective November 1, 2021 through September 14, 2022
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective September 15, 2022 through September 14, 2023
Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective September 15, 2023 through August 14, 2024