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Acts & Rules

 
The following links are to the specific administrative orders, acts, and rules within the Oklahoma Securities Department's jurisdiction.
CURRENT VERSIONS
► Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective May 5, 2023
► Oklahoma Business Opportunity Sales Act
- Effective November 1, 2022
► Oklahoma Subdivided Land Sales Code
- Effective November 1, 2022
► Oklahoma Take-over Disclosure Act of 1985
 
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities (Unofficial)
- Effective August 15, 2024. Posted for reference only.
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities (Official)
- Effective August 15, 2024. This link will download an official copy hosted from the Oklahoma Secretary of State website.
 
ADMINISTRATIVE ORDERS
► Extended Time for Temporary Holds in Rule 660-11-15-2
- Effective December 1, 2024
► Amended Order Deeming the Validity of State Examinations Extended for Certain Agents
- Effective August 15, 2024
► Validity of State Examinations Extended for Certain Agents
- Posted for reference only. See Amended Order Deeming the Validity of State Examinations Extended for Certain Agents.
► Investment Adviser Sales Literature
- Effective August 15, 2024
► Validity of State Examinations Extended for Certain Investment Adviser Representatives
- Effective August 15, 2024
 
RULE CHANGES
► 2013 Rule Changes
► 2016 Rule Changes
► 2018 Rule Changes
► 2022 Rule Changes
► 2023 Rule Changes
► 2024 Rule Changes
 
PREVIOUS VERSIONS (Unofficial)
► Oklahoma Securities Act
- Effective through June 30, 2004
► Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective May 1, 2017 through April 18, 2021
► Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective April 19, 2021 through October 31, 2022
► Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
- Effective November 1, 2022 through May 4, 2023
► Oklahoma Business Opportunity Sales Act
- Effective through October 31, 2022
► Oklahoma Subdivided Land Sales Code
- Effective through October 31, 2022
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective through June 30, 2004
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective July 1, 2004 through June 30, 2007
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective July 1, 2007 through July 31, 2013
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective August 1, 2013 through October 31, 2018
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective November 1, 2018 through October 31, 2020
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective November 1, 2020 through July 12, 2021
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective July 13, 2021 through October 31, 2021
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective November 1, 2021 through September 14, 2022
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective September 15, 2022 through September 14, 2023
► Rules of the Oklahoma Securities Commission and the Administrator of the Department of Securities
- Effective September 15, 2023 through August 14, 2024