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2013 RULE CHANGES
TITLE 660. DEPARTMENT OF SECURITIES
CHAPTER 2. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
660:2-9-3
. Prehearing proceedings and processes [AMENDED]
660:2-9-4
. Authority to subpoena witnesses [AMENDED]
660:2-9-6
. Conduct of individual proceeding [AMENDED]
CHAPTER 11. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
Subchapter 1. General Provisions
660:11-1-3
. [AMENDED]
Subchapter 5. Broker-Dealers and Agents
Part 1. General Provisions
660:11-5-1
. [AMENDED]
660:11-5-2
. [AMENDED]
PART 3. Licensing Procedures
660:11-5-11
. [AMENDED]
660:11-5-12
. [AMENDED]
660:11-5-13
. [AMENDED]
660:11-5-14
. [AMENDED]
660:11-5-16
. [AMENDED]
Part 5. Reporting Requirements
660:11-5-31
. [AMENDED]
Part 7. Record Keeping and Ethical Standards
660:11-5-42
. [AMENDED]
Subchapter 7. Investment Advisers and Investment Adviser Representatives
Part 1. General Provisions
660:11-7-1
. [AMENDED]
Part 3. Licensing Procedures
660:11-7-11
. [AMENDED]
660:11-7-13
. [AMENDED]
660:11-7-17
. [NEW]
Part 5. Reporting requirements
660:11-7-31
[AMENDED]
Part 7. Record Keeping and Ethical Standards
660:11-7-41
. [AMENDED]
660:11-7-42
. [AMENDED]
660:11-7-43
. [AMENDED]
660:11-7-47
. [AMENDED]
660:11-7-48
. [AMENDED]
Part 9. SEC Covered Investment Advisers
660:11-7-51
. [AMENDED]
Subchapter 13. Sales Literature
660:11-13-2
. [AMENDED]
660:11-13-3
. [AMENDED] [REVISED]
660:11-13-4
. [AMENDED] [REVISED]