2016 RULE CHANGES
TITLE 660. DEPARTMENT OF SECURITIES
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The following are Permanent Rule Documents that include the finally
adopted rules and amendments located within Chapters 2, 6 and 11 of
the Oklahoma Administrative Code that will be effective as of
November 1, 2016: |
CHAPTER 11. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
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660:11-5-11. Broker-Dealers and Agents, Licensing Procedures
[AMENDED] |
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660:11-11-61. Exemptions From Securities Registration, Federal
Covered Securities, Regulation D Rule 506 federal covered security
notice filing [AMENDED] |
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660:11-11-62. Exemptions From Securities Registration, Federal
Covered Securities, Regulation A Tier 2 federal covered security notice
filing [NEW] |
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