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Notice to State Registered Investment Advisers RE: Form CRS ... 6/19/2020 |
| The previously issued notice by the Oklahoma Securities Department
regarding a requirement to include the Form CRS Relationship Summary as a part of the required Form ADV filing has been withdrawn, effective immediately. |
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Phishing Campaign Advisory ... 5/5/2020 |
| This message is to advise you that the Oklahoma Department of Securities has been notified of a new phishing campaign targeting broker-dealers and investment advisers impersonating
FINRA executives and using the domain @broker-finra.org. This is not a FINRA domain... |
