Oklahoma Securities Commission

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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 | (405) 280-7700 | Fax: (405) 280-7742

Recent Enforcement Actions

Hafen, Herbert H.
	Final Order Filed: 3/11/2020

Solium Financial Services, LLC
	Consent Order [Solium Financial Services, LLC] Filed: 2/27/2020

Nilson, Melissa
	Agreement [Melissa Nilson] Filed: 2/25/2020

Styers, Grant Taylor
	Agreement [Grant Taylor Styers] Filed: 2/21/2020

Manna Robotics and Smalls, Eric Christian
	Order Vacating Cease and Desist Order as to MannaRobotics, Co. Filed: 2/20/2020

Dick, Carlton Jerome
	Agreement [Carlton Jerome Dick] Filed: 1/31/2020

Chappelwood Financial Services Corp.
	Agreement [Chappelwood Financial Services Corp.] Filed: 1/24/2020

Manna Robotics and Smalls, Eric Christian
	Order Designating Hearing Officer Filed: 1/14/2020
	Scheduling Order Filed: 1/3/2020
	ODS' Notice Regarding Scheduling Order Filed: 1/2/2020

2020 RULEMAKING
►	Administrator Adopts Rules
The Administrator adopted the following new rules and amendments to existing rules for effectiveness on November 1, 2020. The rules, as adopted, must first receive approval of the Legislature and the Governor.

4/7/2020 7:48:05 AM