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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
 
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Recent Enforcement Actions
Charles Winn, LLC 
Adobe Image Motion for Default Judgment against Charles Winn, LLC    Filed: 6/24/2021
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Order Granting Agreed Motion to Approve Settlement Agreement Providing for the Prepayment of Purchas    Filed: 6/11/2021
Berry, Amanda Yvonne 
Adobe Image Petition for Permanent Injunction    Filed: 6/9/2021
Inverse Asset Fund, LLC and Carson, Scott 
Adobe Image Final Order to Cease and Desist    Filed: 6/4/2021
Binary Active Stock Trade 
Adobe Image Cease and Desist Order and Notice of Opportunity for Hearing    Filed: 6/3/2021
FFR Trading 
Adobe Image Order to File Statements and Produce Documents    Filed: 5/24/2021
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Order Approving Conservator's Report and Granting Conservator's Fees and Expenses for Jan-Mar 2021    Filed: 5/13/2021
Adobe Image Order Granting Interim Application for Attorney's Fees for Jan-Mar 2021    Filed: 5/13/2021
Charles Winn, LLC 
Adobe Image ODS' Application to Enforce Subpoena Compliance and Authority in Support    Filed: 5/12/2021
Har Global Investors, Inc. 
Adobe Image Default Judgment against Defendants    Filed: 5/4/2021
  
 
ALERT:
FINRA Alerts Firms to Phishing Email From "FINRA Support” From the Domain Name “westour.org"
 
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Information about Oklahoma Entities and old Stock Certificates
 
 6/24/2021 3:35:36 PM 
 
     
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