Menu

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742

 
Act & Rules
 
Commission Reports
 
Press Releases
 
Document Upload
 
SEC's IA Public Disclosure Site
 
FINRA's Broker Check Site
 
   
Recent Enforcement Actions
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image ODS' Motion to Determine Claim Process for Restitution [CJ-18-3766]    Filed: 1/14/2022
Adobe Image Notice of Hearing [2/15/22 @ 1:30 p.m.] on ODS' Motion to Determine Claim Process for Restitution [C    Filed: 1/14/2022
First Class Wealth Preservation 
Adobe Image Order to File Statement-2 [First Class Wealth Preservation, LLC]    Filed: 1/11/2022
LIG Capital Mgmt LLC 
Adobe Image Agreement [LIG Capital Management LLC]    Filed: 1/10/2022
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Defendant's Reply to ODS' Response to Objection and Motion to Strike and Call for Sanctioning [CJ-18    Filed: 12/27/2021
Adobe Image Defendant's Reply to ODS' Response to Motion to Interrupt and/or Stop the Process of Disgorgement [C    Filed: 12/27/2021
Adobe Image Defendant's Reply to ODS' Response to Motion for Permanent Restraining Order, and/or Permanent Injun    Filed: 12/27/2021
Adobe Image Defendant's Reply to ODS' Response to Motion for Access to Records [CJ-18-3766]    Filed: 12/27/2021
Adobe Image Defendant's Reply to ODS' Response to Motion for a New Trial Proceeding [CJ-18-3766]    Filed: 12/27/2021
Adobe Image Response to Defendant's Motion for a New Trial Proceeding [CJ-18-3766]    Filed: 12/21/2021
  
 
2021 RULEMAKING
Order Adopting New Emergency Rule
Orders of Adoption
 
All Enforcement Actions
 
Click here to file a complaint
 
Information about Oklahoma Entities and old Stock Certificates
 
 1/17/2022 11:12:59 AM 
 
     
Required Notice as to Personally Identifiable Data