Oklahoma Securities Commission

Most of our employees are teleworking due to the COVID-19 pandemic. We ask for your patience as we all work through this crisis. Stay Safe!

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 | (405) 280-7700 | Fax: (405) 280-7742

Investor Advisories
	COVID-19 Related Early Withdrawals from Retirement Accounts ... 6/3/2020

Recent Press Releases
	Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
	COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
	Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020

Recent Enforcement Actions

Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel
	Agreemen [PCM & C. Daniel Pentecost] Filed: 10/21/2020
	Consent Order [PCM & C. Daniel Pentecost] Filed: 10/21/2020
	Scheduling Order Filed: 10/12/2020

Peckham, Larry and Argent Investments, Inc. and Rogers, Nathaniel F.
	Certificate of Service [Judgment][CJ-20-3641] Filed: 10/1/2020
	Judgment [Nathaniel F. Rogers][CJ-20-3641] Filed: 9/28/2020

Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel
	Order Denying Motion to Dismiss Summary Order Suspending Registrations and Extending Summary Order S Filed: 9/28/2020
	Hearing Officer's Report and Recommendation Filed: 9/28/2020

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Interim Application for Attorney's Fees for May-Aug 2020 Filed: 9/25/2020
	Order Approving Conservator's Report and Granting Conservator's Fees and Expenses for May-Aug 2020 Filed: 9/25/2020

Peckham, Larry and Argent Investments, Inc. and Rogers, Nathaniel F.
	Motion for Default Judgment [Nathaniel F. Rogers][CJ-20-3641] Filed: 9/23/2020

10/28/2020 3:06:45 AM