Oklahoma Securities Commission

Most of our employees are teleworking due to the COVID-19 pandemic. We ask for your patience as we all work through this crisis. Stay Safe!

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 | (405) 280-7700 | Fax: (405) 280-7742

Investor Advisories
	COVID-19 Related Early Withdrawals from Retirement Accounts ... 6/3/2020

Recent Press Releases
	Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
	COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
	Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020

Recent Enforcement Actions

Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel
	Order Appointing Hearing Officer Filed: 9/14/2020

Gregory, Joe Lawrence and Blue Quail, Ltd.
	Dismissal Without Prejudice as to Joe Lawrence Gregory Filed: 9/11/2020

Moussavi-Arfa, Shawn Thomas
	Agreement [Shawn Thomas Moussavi-Arfa] Filed: 9/4/2020

Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel
	Order Setting Hearing [9/18/20 @ 1:00 p.m.] Filed: 9/3/2020

Dean Broker Exchange, LLC and Dean, Burton Clifford
	Statement of Judgment [Burton Clifford Dean] Filed: 8/24/2020

Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel
	Answer regarding Revocation and Request for Hearing Filed: 8/21/2020
	Answer regarding Summary Suspension and Request for Hearing Filed: 8/21/2020

DC Academy and BFG Enterprises and Coursey, Dominique
	Motion for Default Judgment Filed: 8/12/2020
	Affidavit as to Military Service [Dominque Coursey] Filed: 8/12/2020

Empire Dispensary, Inc. and Christian, Shaun U.
	Judgment [Brian Herbert Martin and Shaun Urrea Christian Filed: 8/11/2020

9/18/2020 3:16:21 AM