Menu

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742

 
Act & Rules
 
Commission Reports
 
Press Releases
 
Document Upload
 
SEC's IA Public Disclosure Site
 
FINRA's Broker Check Site
 
   
Premier Global Corporation Updates 3/22/2023 10:26:00 AM 
Recent Enforcement Actions
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Motion to Appoint Conservator for HTM Conservator, LLC    Filed: 3/15/2023
Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2 
Adobe Image Order on Defendant Richard Dale Dean and DDI Advisory Group, LLC’s Emergency Motions for Partial Lif    Filed: 3/14/2023
Adobe Image Order Authorizing Employment of Emil Arguelles as Attorney    Filed: 3/14/2023
Adobe Image Order Establishing Sales Procedures for Purposes of Liquidating Certain Real and Personal Property I    Filed: 3/14/2023
Adobe Image Order Authorizing Employment of Jeff Bella as Broker    Filed: 3/14/2023
Adobe Image Order Authorizing Employment of Berkeley Research Group LLC as Accountant for Receiver    Filed: 3/14/2023
Adobe Image Order Denying Motions to Dismiss of Defendants J & H Holdings, LLC, Kyle Blackburn, Mitzimack, Inc.,    Filed: 3/9/2023
Womack Investment Advisers, Inc. and and Womack, Greg and  
Adobe Image Final Order    Filed: 3/2/2023
Adobe Image Agreement     Filed: 3/2/2023
Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2 
Adobe Image Agreed Order Lifting Asset Freeze as to Certain Bank Accounts at Kanza Bank    Filed: 3/1/2023
  
 
2023 RULEMAKING
► Notice of Rulemaking Intent
► Rule Impact Statement
 
All Enforcement Actions
 
Click here to file a complaint
 
Information about Oklahoma Entities and old Stock Certificates
 
Investment Adviser Information Alert 3/22/2023 10:26:00 AM 
 
Investment Adviser Information Alert 3/22/2023 10:26:00 AM 
 
     
Required Notice as to Personally Identifiable Data