Menu

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742

 
Act & Rules
 
Commission Reports
 
Press Releases
 
Document Upload
 
SEC's IA Public Disclosure Site
 
FINRA's Broker Check Site
 
   
Recent Enforcement Actions
Inverse Asset Fund, LLC and Carson, Scott 
Adobe Image Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and No    Filed: 4/19/2021
Post, Mark Lloyd 
Adobe Image Order of Conditional Registration [Mark Lloyd Post]    Filed: 4/19/2021
Adobe Image Agreemen [Mark Lloyd Post]    Filed: 4/19/2021
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Hearing [6/11/21 @ 9:00 a.m.] on Notice of Hearing on Agreed Motion to Approve Settlement Agreement     Filed: 4/16/2021
Consolidated Minerals and Groves, Corey 
Adobe Image Motion for Default Judgment against Defendants    Filed: 4/16/2021
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Agreed Motion to Approve Settlement Agreement Providing for the Prepayment of Purchase Price Under t    Filed: 4/15/2021
Adobe Image Notice of Hearing [5/13/21 @ 1:30 p.m.] on Conservator's Fees and Expenses and Attorney's Fees for J    Filed: 4/7/2021
Har Global Investors, Inc. 
Adobe Image Publisher's Affidavit    Filed: 3/12/2021
Collichio, Jason Paul 
Adobe Image Agreement [Jason P. Collichio]    Filed: 3/4/2021
Crypto Currency Software, Inc. and Ortuno, Jorge M. 
Adobe Image Certificate of Service [Judgment]    Filed: 2/26/2021
  
 
COVID-19 UPDATE
General Operations
Electronic Filings Mandate
 
2021 RULEMAKING
Orders of Adoption
 
All Enforcement Actions
 
Click here to file a complaint
 
Information about Oklahoma Entities and old Stock Certificates
 
 4/21/2021 8:39:53 AM 
 
     
Required Notice as to Personally Identifiable Data