Oklahoma Securities Commission

Most of our employees are teleworking due to the COVID-19 pandemic. We ask for your patience as we all work through this crisis. Stay Safe!

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 | (405) 280-7700 | Fax: (405) 280-7742

Investor Advisories
	COVID-19 Related Early Withdrawals from Retirement Accounts ... 6/3/2020

Recent Press Releases
	Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
	COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
	Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020

Recent Enforcement Actions

Pentecost Capital Mgmt., Inc.
	Summary Order Filed: 8/3/2020
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearin Filed: 8/3/2020

Manna Robotics and Smalls, Eric Christian
	Final Order to Cease and Desist Filed: 7/27/2020

Gregory, Joe Lawrence and Blue Quail, Ltd.
	ODS’ Response to Defendant’s Motion to Strike Filed: 7/16/2020

Manna Robotics and Smalls, Eric Christian
	L. Recommended Order Granting Motion for Order Directing Designated Facts be Taken as True and Motio Filed: 7/14/2020

Empire Dispensary, Inc. and Christian, Shaun U.
	Dismissal With Prejudice as to Empire Dispensary Inc. Filed: 7/2/2020

Dean Broker Exchange, LLC and Dean, Burton Clifford
	ODS' Motion to Deterrmine Restitution Filed: 7/1/2020

Gregory, Joe Lawrence and Blue Quail, Ltd.
	Defendant's' Motion to Strike Improper Lien Filed: 6/29/2020

Babaz, Paul David
	Agreement [Paul David Babaz] Filed: 6/25/2020

Crypto Currency Software, Inc. and Ortuno, Jorge M.
	Response to Order to File Statments and Admissions [Alejandro Castaneda] Filed: 6/24/2020

COVID-19 UPDATE
►	General Operations
►	Electronic Filings Mandate
►	Extension of Certain IA Deadlines

2020 RULEMAKING
►	Administrator Adopts Rules

8/4/2020 11:19:39 PM