Professional Registrations and Compliance
Document Delivery Portal

How to upload files:
  1. Type your email, name, and company name (or represented individual) in the fields provided.  These fields are required.
  2. Type the CRD/IARD number in the field provided. Type "N/A" if the number is unknown. This field is required.
  3. If you know the name of the examiner or recipient, type it in the "Examiner/Recipient" field. You may also add any additional information you would like to provide the recipient in the "Notes" field.  These fields are not required.
  4. Drag and drop files directly into your web browser or select the "Browse Files" option and navigate to the files on your computer. You may upload one or more files at the same time. When finished, click "Upload"
  5. After each file is successfully uploaded, a green "Uploaded" message will be displayed next to each file.
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