Heading
Oklahoma Department of Securities logo
Address Footer
204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Menu
 
Act & Rules
 
Commission Reports
 
Document Upload
 
SEC's IA Public Disclosure Site
 
FINRA's Broker Check Site
 
 
Recent Enforcement Actions
Bricktown Financial, LLC and Benn, John W. 
Agreed Final Order, Judgment, and Permanent Injunction    Filed: 12/5/2019
Manna Robotics and Smalls, Eric Christian 
Order Setting Hearing    Filed: 12/5/2019
Answer [Eric Christian Smalls]    Filed: 12/2/2019
Blackbird Investment Group and Payne, Christopher L. and Payne, Jennifer 
Agreement; Order to Cease and Desist    Filed: 11/25/2019
Gregory, Joe Lawrence and Blue Quail, Ltd. 
ODS' Motion for Summary Judgment    Filed: 11/15/2019
T.S. Phillips Investments, Inc. and Phillips, Thompson and Man, Michael 
Amended Agreement with TSP Respondents    Filed: 11/7/2019
Woodbridge Group of Companies, LLC (The) and Moore, Robert  
Agreement [Michael Lawrence Baldwin]    Filed: 11/5/2019
Jesse Garcia & Associates and Garcia Sr., Jesse Munoz 
Judgment [Jesse Munoz Garcia , Sr.]    Filed: 10/31/2019
ODS' Motion for Default Judgment against Jesse Munoz Garcia, Sr.    Filed: 10/30/2019
Manna Robotics and Smalls, Eric Christian 
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 10/30/2019
  
 
Is Your Securities Professional Registered? Let's find out - Click here
 
All Enforcement Actions
 
Click here to file a complaint
 
Information about Oklahoma Entities and old Stock Certificates
 
 12/8/2019 12:37:42 PM 
 
   
Required Notice as to Personally Identifiable Data